Investment Dealer & Affiliates

FundEX Investments Inc.

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Every financial advisor who sells and manages investment productsfor clients has to be associated with an investment dealer registered with the securities commission in that province.  Our dealer is FundEX Investments Inc.  FundEX is a member of the Mutual Fund Dealers Association (MFDA) and is registered nationally with each respective provincial securities commission as a Mutual Fund Dealer.

Founded in Ontario in 1995, FundEX has grown to become one of Canada’s largest dealerships by rigorously maintaining its core principles of valuing and encouraging the independence of financial advisors in Canada. This simple and unique concept has flourished and has positioned FundEX as one of Canada’s pre-eminent dealerships.

As of January 2012, FundEX proudly supports over 580+ Planning Professionals across Canada and administers close to $13 Billion in assets. FundEX’s goal as a mutual fund dealer is to partner with high calibre Financial Planners with outstanding reputations and provide them with a truly independent model that grants them control over their business and the tools necessary to further enhance their practice.

FundEX Investments Inc. is subsidiary of Industrial Alliance Insurance and Financial Services Inc. Founded in 1862, Industrial Alliance Insurance and Financial Services Inc. is a life and health insurance company that offers a wide range of life and health insurance products, savings and retirement plans, RRSPs, mutual and segregated funds, securities, auto and home insurance, mortgage loans, and other financial products and services. The fourth largest life and health insurance company in Canada, Industrial Alliance is a fully integrated wealth management company serving more than 3 million clients across North America. With over 58.4 billion in assets, Industrial Alliance ranks among the 100 largest public companies in Canada. Industrial Alliance stock is listed on the TSX under the ticker symbol IAG.

Other partners and affiliations

As financial advisors who provide independent advice, we have the benefit of partnering with companies that best serve our clients.  These relationships will continue only as long as these businesses continue to be competitive and serve our clients well.  The following are some of the key partnerships.

Canadian Western Trust   Visit Website

Owned by Canadian Western Bank, they are our preferred trustee for holding registered and non-registered investment accounts

B2B Trust (Formerly MRS Trust)   Visit Website

B2B Trust is an independent trustee for self-directed registered and non-registered investment accounts.  It is owned by Laurentian Bank.  B2B purchased MRS Trust in 2012 and all accounts have transferred.

QTrade   Visit Website

Our preferred discount broker fo client interested in holding individual securities. Q-Trade was rated the number one discount broker. We do not provide advice on individual stocks sales or purchase nor do we receive compensation for referrals to qtrade.

National Bank Securities   Visit Website

Owned by National Bank, we have a referral arrangement for clients interested in flow through shares